Trading Compliance Officer

Flow Traders, Amsterdam

If you're passionate about trading & technology, you'll find success.

Trading Compliance Officer

Flow Traders is looking for a Trading Compliance Officer to join our growing Trading Compliance team in Amsterdam. The ideal candidate is an independent self-starter with high regard to company policies and regulatory framework. By engaging in regulatory reporting processes, you will be able to expand your knowledge of the European financial markets and regulatory landscape, and gain skills in building robust control processes. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business. We value quick-witted, creative minds and challenge them to make full use of their capacities. If you aim high, the sky is the limit!

We are looking for a candidate with a passion for data and reporting. Flow Traders operates globally and as such has an extensive set of reporting requirements to fulfil. In this role you will be responsible for the end-to-end monitoring of our EU trade reporting processes. As a main focus, you will operate controls, research exceptions and continuously aim to approve the effectiveness and efficiency of our processes. Next to reporting you will be involved in optimizing and improving compliance tools and processes.

What You Will Do 

  • Take ownership of several reporting processes
  • Run day-to-day processes to ensure that Flow Traders meets all regulatory reporting obligations (e.g. MiFID II transaction and trade reporting, SFTR, EMIR)
  • Review order/trade/transaction reports before submission to the regulator
  • Propose and implement ways to improve day-to-day compliance, reporting and monitoring processes
  • Create management information on the quality of the reporting processes
  • Support the implementation of current and new trading rules & regulations
  • Collect and analyze information for investigations, inquiries and audits, both internal and external

 What You Need To Succeed

  • 1- 3 years of relevant work experience in a reporting role, running high volume daily reporting processes and following-up on controls
  • University degree in Finance, Business Administration, Economics, Computer Science or similar
  • Basic understanding of financial products and markets
  • A proactive learner who is focused on the task, yet flexible and able to prioritize
  • An independent self-starter with high regard to company policies and regulatory framework
  • Personality that thrives in a fast-paced environment and fits in an Agile company culture
  • Excellent attention to detail
  • Excellent Excel skills
  • Experience with Python, SQL or VBA is a plus
  • Excellent English communication skills, both spoken and written

Recruitment Process 

  1. Submit your resume and motivation letter
  2. A phone interview with a Recruiter
  3. First interview with the Compliance Team
  4. Final interviews with Head of Compliance

 What We Offer 

We like to think that talent grows at Flow and stays at Flow. To ensure this, we provide our employees with an extensive onboarding program, access to Flow Academy, the best working environment, the latest technology and continuous support. We go out of our way to retain the small business feeling with which we started and stimulate innovation and collaboration through teamwork and our non-hierarchical approach. We offer competitive salary, annual discretionary profit share and other fantastic perks and benefits, such as:

  • Flow Academy for continuous learning and opportunities to attend domain-related conferences
  • Our own company boat
  • In-house gym and sessions with our nutritionist or personal trainer
  • In-house Bar and Lounge with an arcade, table tennis, billiards table and game consoles
  • Daily catered lunch, amazing coffee and a fully stocked kitchen and snack bar
  • Weekly chair massages
  • Annual company trip and a variety of events throughout the year, such as the Year End Party
  • Global rotations between our offices worldwide
  • and more!

Flow Traders does not accept unsolicited resumes from any professional staffing or search firms. All resumes, and any other information identifying potential candidates, submitted to any employee at Flow Traders via-email, the Internet or directly without a valid and signed search agreement will be deemed free to contact by Flow Traders without any restrictions and no placement fee of any kind will be paid in the event the candidate is hired by Flow Traders.

About Flow Traders

Flow Traders is a leading global technology-enabled liquidity provider specializing in exchange traded products (ETPs) and now expanding into other asset classes, such as FX, Fixed Income and Cryptocurrency. Our ambition is to become a one-stop shop liquidity platform in the financial markets globally. Supported by our proprietary technology platform, we provide liquidity in financial products that help contribute to more efficient markets.

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Want to learn more about Flow Traders? Visit Flow Traders's website.